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Bank Operations SOX Analyst

Tulsa, OK, US

Req ID: 50607 

Areas of Interest: Bank Operations; Business/Technical Analysis; Internal Audit; Risk Management 

BOK Financial (BOKF), Headquartered in Tulsa, Oklahoma, BOK Financial Corporation (NASDAQ: BOKF) is a top 25 U.S.-based financial services holding company with operations in ten states – Oklahoma, Texas, Arkansas, Arizona, Colorado, Kansas/Missouri, New Mexico, Nebraska and Wisconsin. The company began more than 100 years ago in Tulsa and has successfully diversified into a variety of industries, businesses and geographies.                  .

The Bank Operations SOX Analyst The Bank Operations SOX Analyst supports the Regulatory and Projects Support Manager by conducting compliance testing to evaluate the effectiveness of business practices in meeting regulatory compliance requirements. The Bank Operations SOX Analyst performs, and documents compliance monitoring for deposit and operational, fiduciary compliance regulations. The Bank Operations SOX Analyst assists in the preparation of written reports to management. The Bank Operations SOX Analyst may develop subject matter expertise in a specified compliance topic. Additional duties may include due diligence of proposed acquisitions and special investigations or reviews.

PRINCIPLE DUTIES AND RESPONSIBILITIES:
  1. Coordinates, performs, and documents compliance testing across all areas of Bank Operations to ensure adequate compliance with complex laws and regulations. Assists in the preparation of reports for senior management. Escalates identified issues to the Regulatory and Projects Support Manager. Identifies compliance controls and ensure appropriate testing of controls. Monitors remediation activities of identified issues, escalation of past-due items.
  2. Provides consultation to Bank Operations Managers regarding application of laws and regulations. Advises on strategies to enhance business processes to improve compliance effectiveness.
  3. Develops new testing based on changes to existing products, services, or business process or based on changes to existing laws or regulations.
  4. Performs special projects testing for Bank Operations applications, including complex research, due diligence reviews, or other areas.


KNOWLEDGE, SKILLS and ABILITIES:
  • Strong knowledge and understanding of banking operations; broad knowledge and understanding of all facets of banking.
  • Basic knowledge of federally recognized examination procedures to evaluate compliance with consumer related laws and regulations.
  • Excellent analytical ability and organizational skills.
  • Excellent oral and written communication skills.
  • Advanced PC and software skills (spreadsheet, data base, and report writing software packages).
  • Excellent team building skills. Ability to interact with Operation Managers to ensure that analytical results are understood and recommendations are implemented. Ability to prioritize and multi-task, and demonstrated ability to meet deadlines.
Bachelor’s degree or 3-5 years banking experience with at least one year in a monitoring or testing function. Experience in Consumer protection or Community Reinvestment activities would be beneficial as a Commissioned Bank Examiner (CFPB, OCC, FDIC, DOJ).

BOK Financial is a stable and financially strong organization that provides excellent training and development to support building the long term careers of our employees. With passion, skill and partnership you can make an impact on the success of the bank, our customers and your own career!
 

Apply today and take the first step towards your next career opportunity!
 
BOK Financial is an equal opportunity employer.  We are committed to providing equal employment opportunities for training, compensation, transfer, promotion and other aspects of employment for all qualified applicants and employees without regard to sex, race, color, religion, national origin, age, disability, sexual orientation, genetic information or veteran status.

Attention All Third Party Agencies, Headhunters, and Recruiters
BOK Financial and its Subsidiaries will not accept candidate submission by unsolicited third parties through this site or any company email address. All unsolicited candidates presented to BOK Financial and its Subsidiaries will be considered the property of BOK Financial. BOK Financial and its Subsidiaries will not be responsible for any fees associated with unsolicited candidates, nor will a contractual relationship be formed by the submission. BOK Financial and its Subsidiaries are not obligated and will not under any circumstances pay any fees to said third parties submitting candidates in this manner. BOK Financial and its Subsidiaries only forms contracts with recruiters with whom we have an established business relationship and with whom we have in place a signed agreement. All contact with BOK Financial and its Subsidiaries from third parties must be through our Human Resources Department. Any contact made outside of the BOK Financial Human Resources Department by a third party will cancel any future business relationships between the third party and BOK Financial.

Please contact recruiting_coordinators@bokf.com with any questions. 


TOP 3 REASONS TO APPLY


Investing in our talent and building a great workplace is a top priority at BOK Financial.


  • Empowered employees
  • Award-winning culture
  • Community commitment



ABOUT BOK FINANCIAL


BOK Financial is a regional banking powerhouse and one of the top 25 banks in the U.S. We are based in Tulsa, Oklahoma, and diversified in a variety of industries, businesses, and geographies throughout the U.S.

FACTS:

  • 4,900 employees
  • 27 Years of financial profitability
  • $30+ billion in assets
  • $5.2 million in charitable contributions in 2017



Nearest Major Market: Tulsa
Nearest Secondary Market: Oklahoma

Job Segment: Operations Manager, Bank, Banking, Risk Management, Operations, Finance

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