Corporate Compliance Officer II

Bonus Type

Summary

If you are looking for a job that combines a passion for innovation, an opportunity for growth, and a culture of teamwork, then you've come to the right place.  We have an exciting opportunity awaiting someone like you! 

Job Description

The Corporate Compliance Officer III is responsible for establishing standards and implementing processes and procedures to ensure that the compliance programs throughout the Company are effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations.  Leveraging a comprehensive understanding of enterprise compliance policies, best practices, methodologies and standards, the Level III works on complex to highly complex compliance issues and mentors and coaches Corporate Compliance Officers I and II.

Team Culture

We are a collaborative, conscientious, and goal-oriented team.  We value initiative, and we care about the quality of our work. Managers across the line of business are readily available and accessible for any needs you may have.  You are responsible for driving the process, and our leaders are there to support you. Mentorship within the team is a common practice that will provide growth opportunities.

How You'll Spend Your Time

• You'll serve as the subject matter expert within the company's compliance team and work closely with business units to provide recommendations and support.
• You'll design, deliver, and maintenance of our best-in-class compliance monitoring programs. You'll partake in risk assessments, remediation tasks, process reviews, testing, and other monitoring activities.
• You'll provide guidance and training to the Compliance team and other stakeholders throughout the bank. You'll provide leadership and general guidance to foster a high-performance culture.
• You'll coordinate all assigned Subject matter activities related to compliance tests, internal audits and regulatory exams while serving as an escalation point for Compliance Officers I & II.
• You'll work with your manager and the Compliance team to conduct targeted reviews of business lines to assess their compliance practices' effectiveness. You'll work with this team to interpret compliance-related issues and regulatory requirement gaps.

Education & Experience Requirements

The required level of knowledge is typically acquired through completion of a Bachelor’s Business, Finance or related field and 8-10 years’ regulatory compliance experience with at least 5 years in compliance or equivalent combination of education and experience.  Certification completion: CRCM, CAMS, CFIRS, CIA, IAACP or equivalent; or applicable securities licenses.

• In-depth knowledge of Compliance regulations governing Company lines of business.
• Comprehensive knowledge and understanding of the impact of regulatory compliance to banking operations, lending and deposit banking activities, and wealth management, as applicable. 
• Thorough understanding of lines of business operations and internal Company systems and vendors.
• Comprehensive knowledge of federally recognized examination procedures and strong ability to evaluate compliance with applicable laws and regulations.
• Excellent analytical ability and organization skills (collecting and evaluation of financial and other data to determine trends, core problems/solutions and overall compliance with accepted financial/accounting practices).
• Strong oral and written communication skills to effectively represent self and Company, as well as ability to present complex information and issues in a clear and concise manner.
• Advanced Excel and Word experience.
• Ability to understand project management strategies and facilitate effective collaboration with lines of business and other corporate partners.
• Excellent leadership ability and team building skills.
• Ability to build effective partnerships with multiple stakeholders.
• Ability to prioritize and multi-task, demonstrating the ability to manage own workload while overseeing department deadlines

Working Conditions & Physical Requirements